Whistleblower & Concerns Channels

Establish whistleblower and concerns channels that make it safe to raise serious AI issues internally. Learn the channel design (multi-channel, with anonymity options), anti-retaliation protections that match jurisdictional requirements (EU Whistleblower Directive, US SOX 806 / Dodd-Frank for financial firms), intake triage, investigation discipline, the regulator-disclosure obligations triggered by certain findings, and how to keep the channel from being captured by frivolous complaints.